Guggenheim Variable Funds Trust Sample Contracts
DISTRIBUTION AGREEMENT This Agreement ("Agreement") is made on the 27th day of January, 2000, by and between SBL Fund (the "Fund") and Security Distributors, Inc. ("SDI"). WHEREAS, the Fund is an open-end, diversified management investment company...Distribution Agreement • February 14th, 2003 • SBL Fund • Kansas
WITNESSETH:Sub-Advisory Agreement • April 30th, 2010 • SBL Fund • Kansas
4. Powers and Duties of Custodian and Domestic Subcustodian 2 (a) Safekeeping 3 (b) Manner of Holding Securities 3 (c) Free Delivery of Assets 4 (d) Exchange of Securities 4 (e) Purchases of Assets 5 (f) Sales of Assets 5 (g) Options 6 (h) Futures...Custody Agreement • February 12th, 1999 • SBL Fund
BETWEENCustodian Agreement • August 1st, 1997 • SBL Fund
SUBADVISORY AGREEMENT THIS AGREEMENT is made and entered into on as of the close of business on the 31st day of December, 2004 between SECURITY MANAGEMENT COMPANY, LLC (the "Adviser"), a Kansas limited liability company, registered under the...Subadvisory Agreement • April 28th, 2006 • SBL Fund • Kansas
BETWEEN SECURITY MANAGEMENT COMPANY ANDInvestment Sub-Advisory Agreement • February 14th, 2003 • SBL Fund • Maryland
SUB-ADVISORY AGREEMENT THIS AGREEMENT is made and entered into on this 24th day of April, 2000 between SECURITY MANAGEMENT COMPANY, LLC (the "Adviser"), a Kansas limited liability company, registered under the Investment Advisers Act of 1940, as...Sub-Advisory Agreement • May 1st, 2000 • SBL Fund • Kansas
BETWEEN UMB BANK, N.A. ANDCustody Agreement • May 30th, 2008 • SBL Fund
SUB-ADVISORY AGREEMENT THIS AGREEMENT is made and entered into on this 27th day of April, 2000 between SECURITY MANAGEMENT COMPANY, LLC (the "Adviser"), a Kansas limited liability company, registered under the Investment Advisers Act of 1940, as...Sub-Advisory Agreement • May 1st, 2000 • SBL Fund • Kansas
FORM OF GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • November 13th, 1998 • SBL Fund • New York
BETWEEN SECURITY MANAGEMENT COMPANY ANDInvestment Sub-Advisory Agreement • November 13th, 1998 • SBL Fund • Maryland
FUND NAME FEE WAIVER --------- ---------- Diversified Income Fund (Series E) 0.15%Fee Waiver Agreement • April 27th, 2007 • SBL Fund
INVESTMENT ADVISORY CONTRACT THIS AGREEMENT, made and entered into this 27th day of January, 2000, and amended and restated effective August 15, 2008, by and between SBL FUND, a Kansas corporation (hereinafter referred to as the "Fund"), and SECURITY...Investment Advisory Contract • March 2nd, 2009 • SBL Fund
SUBADVISORY AGREEMENT THIS AGREEMENT is made and entered into on this 24th day of April, 2000 between SECURITY MANAGEMENT COMPANY, LLC (the "Adviser"), a Kansas limited liability company, registered under the Investment Advisers Act of 1940, as...Subadvisory Agreement • February 20th, 2001 • SBL Fund • Kansas
SUBADVISORY AGREEMENT THIS AGREEMENT is made and entered into as of April 30, 1999, between SECURITY MANAGEMENT COMPANY, LLC (the "Adviser"), a Kansas limited liability company, registered under the Investment Advisers Act of 1940, as amended (the...Subadvisory Agreement • April 30th, 1999 • SBL Fund • Kansas
CUSTODIAN AGREEMENT THIS CUSTODIAN AGREEMENT (the "Agreement") is made as of January 6, 2003, between each registered investment company having executed this Agreement, each a corporation organized and existing under the laws of the state of Kansas...Custodian Agreement • February 14th, 2003 • SBL Fund • New York
DISTRIBUTION AGREEMENT This Agreement ("Agreement") is made on the 1st day of January, 2010, by and between SBL Fund (the "Fund") and Rydex Distributors, Inc. ("RDI"). WHEREAS, the Fund is an open-end, diversified management investment company...Distribution Agreement • April 30th, 2010 • SBL Fund • Kansas
ADMINISTRATIVE SERVICES AND TRANSFER AGENCY AGREEMENT This Agreement, made and entered into this 1st day of April, 1987, by and between SBL Fund, a Kansas corporation ("Fund"), and Security Management Company, a Kansas corporation, ("SMC"). WHEREAS,...Administrative Services and Transfer Agency Agreement • February 14th, 2003 • SBL Fund
SCHEDULE B TO THE FUND ACCOUNTING AND ADMINISTRATION AGREEMENT BETWEEN SECURITY MANAGEMENT COMPANY, LLC AND SBL FUND DATE: EFFECTIVE DECEMBER 1, 2005Fund Accounting and Administration Agreement • April 28th, 2006 • SBL Fund • Kansas
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • April 28th, 2011 • SBL Fund • Kansas
AGREEMENT made as of this 21st day of February, 2011, between SBL Fund (the “Company”), a Kansas corporation having its principal place of business at One Security Benefit Place, Topeka, Kansas 66636, and Rydex Fund Services, LLC, (“RFS”), a Kansas limited liability company, having its principal place of business at 805 King Farm Blvd., Suite 600, Rockville, Maryland 20850.
EXPENSE LIMITATION/FEE WAIVER AGREEMENT THIS AGREEMENT, dated as of April 1, 2008, and amended and restated effective as of August 18, 2008 and amended and restated effective as of November 21, 2008 and amended and restated effective as of April 1,...Expense Limitation/Fee Waiver Agreement • April 30th, 2009 • SBL Fund
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 30th, 2013 • SBL Fund • New York
THIS AGREEMENT is made as of February 13, 2013 between SBL FUND, a Kansas corporation (hereinafter referred to as the “Fund”), and GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
AMENDMENT TO TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • April 24th, 2017 • Guggenheim Variable Funds Trust
This AMENDMENT (this “Amendment”) is made and entered into, as of this 20th day of July, 2016, by and between Rydex Fund Services, LLC (“RFS”) and Guggenheim Variable Funds Trust (the “Trust”).
INVESTMENT SUB-ADVISORY AGREEMENT Between SECURITY INVESTORS, LLC andInvestment Sub-Advisory Agreement • April 28th, 2011 • SBL Fund • Maryland
WHEREAS, the Adviser has entered into an Investment Advisory Agreement dated as of the 1st day of August, 2010 (“Advisory Agreement”) with SBL Fund (“Company”), which is engaged in business as an open-end investment company registered under the Investment Company Act of 1940, as amended (“1940 Act”); and
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • April 30th, 2014 • SBL Fund • Delaware
AGREEMENT made as of this 30th day of April, 2014, between Guggenheim Variable Funds Trust (the “Trust”), a Delaware statutory trust having its principal place of business at 805 King Farm Blvd., Suite 600, Rockville, Maryland 20850, and Rydex Fund Services, LLC, (“RFS”), a Kansas limited liability company, having its principal place of business at 805 King Farm Blvd., Suite 600, Rockville, Maryland 20850.
FUND ACCOUNTING AND ADMINISTRATION AGREEMENTFund Accounting and Administration Agreement • April 30th, 2014 • SBL Fund • New York
AGREEMENT made as of this 30th day of April, 2014, between Guggenheim Variable Funds Trust (the “Trust”), a Delaware statutory trust having its principal place of business at 805 King Farm Blvd., Suite 600, Rockville, Maryland 20850, and Rydex Fund Services, LLC (“RFS”), a Kansas limited liability company having its principal place of business at 805 King Farm Boulevard, Suite 600, Rockville, MD 20850.
AMENDMENT TO FUND ACCOUNTING AND ADMINISTRATION AGREEMENTFund Accounting and Administration Agreement • April 24th, 2017 • Guggenheim Variable Funds Trust
This AMENDMENT (this “Amendment”) is made and entered into, as of this 20th day of July, 2016, by and between Rydex Fund Services, LLC (“RFS”) and Guggenheim Variable Funds Trust (the “Trust”).
AMENDED AND RESTATED FUND OF FUNDS WAIVER AGREEMENT— SECURITY INVESTORS, LLCFund of Funds Waiver Agreement • April 30th, 2015 • Guggenheim Variable Funds Trust
THIS AGREEMENT, dated as of February 10, 2015, is made and entered into by and between Security Investors, LLC (the “Adviser”) and each of the registered investment companies set forth in Schedule A (each being referred to herein as a “Fund”), as may be amended from time to time. This Agreement shall apply to each investment portfolio of a Fund as set forth in Schedule A (the “Series”).
AMENDED AND RESTATED FUND OF FUNDS WAIVER AGREEMENT—GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLCFund of Funds Waiver Agreement • April 30th, 2015 • Guggenheim Variable Funds Trust
THIS AGREEMENT, dated as of February 10, 2015, is made and entered into by and between Guggenheim Partners Investment Management, LLC (the “Adviser”) and each of the registered investment companies set forth in Schedule A (each being referred to herein as a “Fund”), as may be amended from time to time. This Agreement shall apply to each investment portfolio of a Fund as set forth in Schedule A (the “Series”).
AMENDED AND RESTATED UNDERLYING SERIES WAIVER AGREEMENT—SECURITY INVESTORS, LLCUnderlying Series Waiver Agreement • February 21st, 2020 • Guggenheim Variable Funds Trust
THIS AGREEMENT, dated as of November 13, 2019, is made and entered into by and between Security Investors, LLC (the “Adviser”) and Guggenheim Variable Funds Trust (the “Fund”), on behalf of the investment portfolio(s) of the Fund set forth in Schedule A hereto (the “Series”), as may be amended from time to time.
EXHIBIT 5(a) INVESTMENT ADVISORY CONTRACT INVESTMENT ADVISORY CONTRACT THIS AGREEMENT, made and entered into this 20th day of June, 1977, by and between SBL FUND, INC., a Kansas corporation (hereinafter referred to as the "Fund"), and SECURITY...Investment Advisory Contract • August 1st, 1997 • SBL Fund
FUND ACCOUNTING AND ADMINISTRATION AGREEMENTFund Accounting and Administration Agreement • February 29th, 2012 • SBL Fund • Kansas
AGREEMENT made as of this 1st day of February 2004, between SBL Fund (the “Company”), a Kansas corporation having its principal place of business at One Security Benefit Place, Topeka, Kansas, 66636, and Security Management Company, LLC (“SMC”), a Kansas limited liability company having its principal place of business at One Security Benefit Place, Topeka, Kansas 66636.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 28th, 2011 • SBL Fund • Kansas
THIS AGREEMENT is made and entered into as of this 1st day of August, 2010, between SECURITY INVESTORS, LLC (the “Adviser”), a Kansas limited liability company, registered under the Investment Advisers Act of 1940, as amended (the “Investment Advisers Act”) and MAINSTREAM INVESTMENT ADVISERS, LLC (the “Subadviser”), a Kentucky limited liability company, registered under the Investment Advisers Act.
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 30th, 2015 • Guggenheim Variable Funds Trust
THIS AGREEMENT, dated as of February 10, 2015 is made and entered into by and between Security Investors, LLC (the “Adviser”) and each of the registered investment companies set forth on Schedule A (each being referred to herein as a “Fund”). This Agreement shall apply to each investment portfolio of a Fund as set forth in Schedule A (the “Series”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • October 17th, 2014 • Guggenheim Variable Funds Trust
THIS AGREEMENT, dated as of October 20, 2014, is made and entered into by and between Security Investors, LLC (the “Adviser”) and each of the registered investment companies set forth on Schedule A (each being referred to herein as a “Fund”). This Agreement shall apply to each investment portfolio of a Fund as set forth in Schedule A (the “Series”).